25 avril 2024 Fuchs & Associés fined again, for money laundering, tax fraud Less than a week before announcing the sale - in September last year - of its...
08 avril 2024 Lombard Intl hit with record €1.68 mln fine over AML flaws Luxembourg's Commissariat aux Assurances (CAA) slapped Lombard International...
22 mars 2024 CSSF fines Intertrust €162,500 for not sticking to custodian duties The Commission de Surveillance du Secteur Financier (CSSF) has imposed a fine of...
22 mars 2024 Esma fines Scope Ratings €2.2 mln euro for regulatory breaches The European Securities and Markets Authority (Esma), the EU's financial markets...
05 mars 2024 CSSF: crypto funds are for well-informed investors, not for retail Le régulateur financier luxembourgeois CSSF a mis à jour ses conseils pour le...
27 février 2024 ECB Watch: Cultivating cult-like behaviour In the pursuit of an inclusive and engaging workplace, the European Central Bank...
05 février 2024 Esma: high risk of corrections, especially in private markets Europe's top financial supervisory authority is warning investors of a high risk...
30 janvier 2024 SEC’s hefty 2023 fines contrast with Europe’s milder approach The U.S. Securities and Exchange Commission (SEC) in 2023 continued to demand...
08 janvier 2024 CSSF ready to conditionally approve Eltif 2.0 applications Luxembourg’s financial supervisor CSSF is ready to conditionally give its green...
05 janvier 2024 Lancement Eltif 2.0 : Tension monte au Luxembourg À l'aube du lancement très attendu du nouveau régime de l'UE pour les Fonds...
